DSU系列论文之二：诉诸WTO争端解决的申诉类型

- Oilseeds, adopted on 25 January 1990, BISD 37S/86; United States - Agricultural Waiver, adopted on 7 November 1990, BISD 37S/228. 而在EC-Asbestos（DS135）一案中，上诉机构在其报告（2001年3月12日作出）的注释188指出，下列案件的报告审查了根据第XXIII:1(b)条的权利主张：Working Party Report, Australia - Ammonium Sulphate; Panel Report, Germany - Sardines; Panel Report, Uruguayan Recourse to Article XXIII, adopted 16 November 1962, BISD 11S/95; Panel Report, Spain - Soyabean; Panel Report, European Community - Tariff Treatment on Imports of Citrus Products from Certain Countries in the Mediterranean Region ("EC - Citrus Products"), L/5776, 7 February 1985, unadopted; Panel Report, European Economic Community - Production Aids Granted on Canned Peaches, Canned Pears, Canned Fruit Cocktail and Dried Grapes ("EEC - Canned Fruit"), L/5778, 20 February 1985, unadopted; Panel Report, Japan - Trade in Semi-Conductors, adopted 4 May 1988, BISD 35S/116; Panel Report, United States- Trade Measures Affecting Nicaragua, L/6053, 13 October 1986, unadopted; Panel Report, EEC - Oilseeds; Panel Report, United States -Restrictions on the Importation of Sugar and Sugar-Containing Products Applied under the 1955 Waiver and under the Headnote to the Schedule of Tariff Concessions, adopted 7 November 1990, BISD 37S/228; Panel Report, Japan - Film, WT/DS44/R, adopted 22 April 1998, WT/DS44/R; Panel Report, Korea - Measures Affecting Government Procurement, WT/DS163/R, adopted 19 June 2000. 上诉机构注意到，根据GATT 1947第 XXIII:1(b)条的权利主张也被下面的专家组报告所审查，即European Economic Community - Follow-up on the Panel Report, Payments and Subsidies Paid to Processors

and Producers of Oilseeds and Related Animal-Feed Proteins ("EEC - Oilseeds II"), 31 March 1992, BISD 39S/91, unadopted.包括EEC - Oilseeds II以及目前上诉机构所审查的本案为止,上诉机构认为，有14个案件中根据第 XXIII:1(b)条的权利主张被工作组、专家组以及上诉机构所审查。而在这些案件中，有六个案件中权利主张取得了成功，而这其中有三次报告被通过。这些成功的主张是在下列案件中：Australia - Ammonium Sulphate (adopted 3 April 1950), Germany - Sardines (adopted 31 October 1952), EC - Citrus Products (unadopted), EEC - Canned Fruit (unadopted), EEC - Oilseeds (adopted 25 January 1990) and EEC - Oilseeds II (unadopted)。
〖11〗 详见WT/DS44/R/10.36。
〖12〗 详见WT/DS44/R/10.37。
〖13〗 参见Frieder Roessler, 'The Concept of Nullification and Impairment in the Legal System of the World Trade Organization', International Trade Law and the GATT/WTO Dispute Settlement System, Kluwer Law International, London, 1997；第139-140页。

经过近一年来累计千余小时的潜心研习及反复修改，作者于近日终于完成了The WTO Dispute Settlement Mechanism: an Analysis of the DSU in Positivism一书的初稿创作。为及时求教于有关专家学者并共商于诸位网友，对该书原稿，作者经过大副删减而节选其精要后，对其进行了适当编修并加以认真译校，现以系列论文的形式向诸位网友推出。作者计划于2002年7月份分5批次陆续推出该系列论文。本批次（第一批）作者节选了该书稿第二章（Nullification or Impairment: Foundations and Causes of Action before the DSB）之精要，推出系列论文之一至之三。作者拟于下一批次节选书稿第三章（Initiation of Panel Procedures）加以认真译校并及时推出。敬请随时关注并不吝赐教。作者联系方式：E-mail: Genes@263.net; P.O.: 100872, 中国人民大学9-01硕士1班。

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